We spoke to A Valerie Mirko, a partner at Armstrong Teasdale and leader of the firm’s Securities Regulation and Litigation practice. Valerie represents asset managers – including retail and wealth management firms – and private fund advisers, as well as broker-dealers, in US SEC enforcement matters as well as in
The GRIP Files: A Valerie Mirko, Armstrong Teasdale
4 min read
Valerie talks about her experience in securities enforcement matters, SEC’s ‘back to basics’ approach, her work in-house and what she learned working at NASAA.