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US Treasury designates Cambodia’s Prince Group a transnational criminal organization
The DOJ’s parallel forfeiture action is the largest ever involving crypto fraud, while FinCEN targeted a sophisticated scam support network.
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ASIC has increased investigations by 50%, new report reveals
The Commission started 84 more new investigations in 2024-2025 than in the period before.
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FINRA disciplinary action update 2025/37
Disciplinary decisions issued October 4 – 10, 2025.
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FINRA fines Ally Invest $850k for recordkeeping failures
22.6 million business-related e-comms were left unpreserved, and 521,000 messages unreviewed, due to technical and policy failures.
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OPINION: Is AI a game-changer in combatting fraud?
“Without real-time collaboration between banks, law enforcement, and tech platforms, preventative tools alone cannot be effective,” says Martin Kenney.
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ASIC roundup: Sentence for insider trading, former adviser and director banned
The Australian Securities and Investments Commission’s latest actions and news, October 6 – 10, 2025.
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Baltimore mayor sues MoneyLion over alleged cash-advance lending scheme
The Maryland city claims that the fintech preyed upon some of its most vulnerable residents.
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Meta and Apple reportedly close to settling EU regulator fines
A resolution would allow the two US tech giants to avoid a multi-million-dollar fine from European regulators imposed in April.