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Wearable maker Whoop continues to push back against FDA warning
Dispute centers on whether wearable wellness kit should be classified as medical devices.
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Hong Kong regulator fines EFG Bank more than $1.3m for multiple failures
The SFC said the penalty is due to failures relating to product due diligence, recordkeeping, and late reporting.
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ASIC roundup: Diversa sued, A$2.2m in infringement notices issued
The Australian Securities and Investments Commission’s latest actions and news, December 8 – 12, 2025.
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Nationwide fined £44m for inadequate financial crime controls
One of the largest fines of 2025 comes after building society declared itself to the FCA.
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Illinois men face charges for $300m healthcare fraud scheme
The brothers allegedly tried to defraud Medicare, Medicaid, and private insurers by filing claims for COVID-19 testing that was never given.
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FINRA disciplinary action update 2025/45
Disciplinary decisions issued November 29 – December 5, 2025.
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Georgia man sentenced to 46 months in prison for Medicare fraud
Patrick C Moore targeted Medicare beneficiaries to accept genetic tests that were not medically necessary or eligible for reimbursement.
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SEC terminates undertakings in Global Research Analyst Settlement affecting 12 firms
One reason for the modification is that following the settlement, FINRA adopted Rule 2241, which addresses equity research and conflicts of interest.