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Podcast: Gregory Gonzalez on national security, compliance, and regulatory risks
Gregory Gonzalez, a partner at Wilkinson Barker Knauer Law Firm and former DOJ attorney, shares his expertise on the importance of compliance.
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GRIP Extra: EU launches antitrust probe into Deutsche Börse & Nasdaq, IOSCO issues final report on pre-hedging
Our in-brief roundup of notable stories from the last week.
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Challenge in UK wholesale markets – assessing the next decade of risk
A dive into the FMSB’s findings on wholesale markets: changes to market participation, trade execution electronification, new asset classes, and shifting geography markets.
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In discussion about employee burnout
We talk about the ramifications for employers who ignore employee burnout.
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NSCP Annual: Crypto grows up the hard way
Regulators at the conference proved that digital-asset markets can be improved through steady coordination, clearer rules, and real-world lessons from the front lines of compliance.
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Podcast: Laurent Louvrier on using AI to drive operational efficiency
Louvrier pointed out how AI can enhance operational efficiency by automating repetitive tasks and by providing insights through data analysis, leading to better decision-making.
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NSCP Annual: SEC sets out its next act
The agency is entering an era of “simpler rules but stricter focus,” a panelist told the audience at this year’s NSCP annual meeting.
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GRIP Extra: HSBC to book $1.1B provision after losing Madoff appeal, EU coordinates enforcement on GDPR transparency
Our in-brief roundup of notable stories from the last week.