The ENFG is a more concise, user-friendly guide that focuses on how the FCA investigates and takes enforcement action.
Billy Bradley | CMS
Assessing proposals to make the remuneration regime for banks “more effective, simple and proportionate”, while still ensuring accountability for risk taking and appropriate outcomes for consumers and markets.
Regulatory spotlight on D&I makes it clear that non-financial misconduct is misconduct and so falls within the regulatory remit.