Hameed Shuja1 min read
Kevin Kinsella2 min read
Alexander Barzacanos1 min read
Thomas Hyrkiel5 min read
Carmen Cracknell2 min read
Julie DiMauro5 min read
Billy trained at CMS before qualifying in August 2016. Since then Billy has undertaken a variety of contentious work for financial services clients. Billy has advised and supported on FCA enforcement actions, disciplinary proceedings, market abuse cases and whistleblowing investigations. Billy also has experience of advising clients on their self-notification requirements in relation to potential regulatory breaches and ongoing supervisory relations with the FCA.

The ENFG is a more concise, user-friendly guide that focuses on how the FCA investigates and takes enforcement action.

Assessing proposals to make the remuneration regime for banks “more effective, simple and proportionate”, while still ensuring accountability for risk taking and appropriate outcomes for consumers and markets.
Billy Bradley | CMS, Mark Walker | CMS, Connie Fan | CMS8 min read

Regulatory spotlight on D&I makes it clear that non-financial misconduct is misconduct and so falls within the regulatory remit.