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CFTC amends QEP exemptions rule

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Alexander Barzacanos

1 min read
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The new rule raises capital thresholds for Qualified Eligible Persons, but comes short of implementing disclosure requirements.

In the first significant change to CFTC Regulation 4.7 in over 30 years, the Commodity Futures Trading Commission (CFTC) has published a final rule amending it.

The Regulation lends compliance exemptions to registered commodity pool operators (CPOs) and commodity trading advisers (CTAs) for services and offerings provided to Qualified Eligible

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