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FCA work in review August 12-16, 2024

FCA montage
GRIP Montage: FCA

Martin Cloake

3 min read
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PwC has received the first fine imposed on an auditor by the FCA, plus more enforcement actions.

Enforcement actions dominate this week’s roundup, and include the first fine levied on an audit firm by the FCA, in a case currently being investigated by the Serious Fraud Office.

Enforcement

Forex TB Limited, a Cypriot-based firm offering contracts for difference, has been fined £276,100 ($356,435) for failing to treat

The firm

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