Skip to Primary Navigation

Skip to main content

CFTC Rule 165.3

Outlines the procedure for the submission of information by a whistleblower to the CFTC.

Rule Overview

Jurisdiction: United States

Regulator: CFTC

Topic: Whistleblowing

Overview
Latest News

A whistleblower can submit information:

  • digitally by using the following websites:
    • http://www.cftc.gov/
    • http://www.whistleblower.gov/
  • in writing by completing Form TCR and mailing or faxing the form to the CFTC
    • Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581
    • Fax (202) 418-5975

In order to be eligible for an award in connection with the whistleblowing the whistleblower must declare under penalty of perjury that the information submitted is ture and correct to the best of their knowledge and belief.

The whistleblower’s identity must be disclosed and verified prior to the payment of the award.

Latest News More on CFTC