This year's gathering focuses on investor resilience and scams.
Rule Overview
Jurisdiction: United States
Regulator: CFTC
Topic: Whistleblowing
ECFR Title 17 Chapter I Part 165 Section 165.3A whistleblower can submit information:
In order to be eligible for an award in connection with the whistleblowing the whistleblower must declare under penalty of perjury that the information submitted is ture and correct to the best of their knowledge and belief.
The whistleblower’s identity must be disclosed and verified prior to the payment of the award.
This year's gathering focuses on investor resilience and scams.
The CFTC says it is stepping into the gap where it has jurisdiction to regulate the leveraged and margin-dependent trading of crypto assets.
The CFTC encouraged exchanges to engage with its market oversight division while in the early phases of this mention market review to mitigate manipulation risks.
Our in-brief roundup of notable stories from the last week.
New rule introduces a 30% presumption for awards under $5m.
Our in-brief roundup of notable stories from the last week.
Attorneys examine US regulator moves to finalize rules, plus expectations and efforts of the compliance community in preparing for them.
Our in-brief roundup of notable stories from the last week.