Article label: Quick Read
This year's gathering focuses on investor resilience and scams.
CFTC Rule 23.203
Requires swap dealers and major swap participants to retain records at the principal place of business or designated principal office.
These must be supplied within 72 hours of receiving a request for their production from the CFTC.
Rule Overview
Jurisdiction: United States
Regulator: CFTC
Topic: Recordkeeping
ECFR Title 17 Part 23Overview
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