The approved rule gives temporary relief from certain margin requirement calculations and expands the government money market fund shares allowed as collateral.
This compliance requirement includes any regulations promulgated under that Act.
A key requirement is for the firm to implement a customer identification program as part of their overall compliance program.
The approved rule gives temporary relief from certain margin requirement calculations and expands the government money market fund shares allowed as collateral.
Alexander Barzacanos 1 min read
Our in-brief roundup of notable stories from the last week.
GRIP 6 min read
Key personnel moves across the regulated industries that we cover.
Greg Kilminster Alex Viall 5 min read
Agencies consult on whether existing regulatory frameworks can keep pace as novel products and trading strategies enter the market.
Alexander Barzacanos 1 min read
Proposed market reform of energy futures contracts raises the question of whether oil can be traded like bitcoin.
Alexander Barzacanos 3 min read
Our in-brief roundup of notable stories from the last week.
GRIP 3 min read
A recent fight over the CFTC’s position calls into question a complex regulatory taxonomy.
Alexander Barzacanos 1 min read
Our in-brief roundup of notable stories from the last week.
GRIP 3 min read