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FCA moves to tackle non-financial misconduct at firms
Under the new rules, serious bullying and harassment in all regulated firms will qualify as misconduct.
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FCA's Rusu emphasizes AI's role in shaping future financial regulation
Jessica Rusu, Chief Data, Information and Intelligence Officer at the FCA delivered the keynote at the AI and Digital Innovation Summit.
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FCA proposes once-in-a-generation changes to UK financial advice services
One key proposal is the introduction of "targeted support", aimed at people with common financial characteristics.
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When should companies self-report?
The SFO’s recent guidance is just one piece of a larger puzzle.
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FCA work in review: June 12-19, 2025
Our at-a-glance guide to another week of FCA activity.
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FCA and politicians can work together. But can they work at the same pace?
Facing harsh criticism from government and parliament, the UK's regulator continues to defend highlighting measures in support of economic growth.
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Regulatory due diligence: What’s next for consolidators?
M&A activity could see an amalgamation of the consolidators as private equity seeks to exit its investments, realising its gains.
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Cybersecurity, rising costs of professional advice and paring back regulation discussed at roundtable
Compliance professionals wrestled with current challenges at the latest Global Relay Hedge Funds event in London.