Hameed Shuja3 min read
Alexander Barzacanos3 min read
Ning Zhang | Morgan Lewis, Yan Zeng | Morgan Lewis17 min read
The systems and controls established by a firm must be appropriate to its business.
The FCA has said it was obvious that some customers were too "high risk" to be allowed to open an account at Monzo.
Hameed Shuja1 min read
The call comes as UK regulators face intense pressure from the government and the parliament to do more on economic growth.
Hameed Shuja2 min read
Our at-a-glance guide to another week of FCA activity.
Hameed Shuja3 min read
Under the new rules, serious bullying and harassment in all regulated firms will qualify as misconduct.
Hameed Shuja, Thomas Hyrkiel3 min read
Jessica Rusu, Chief Data, Information and Intelligence Officer at the FCA delivered the keynote at the AI and Digital Innovation Summit.
Jean Hurley3 min read
One key proposal is the introduction of "targeted support", aimed at people with common financial characteristics.
Hameed Shuja2 min read
The SFO’s recent guidance is just one piece of a larger puzzle.
Our at-a-glance guide to another week of FCA activity.
Hameed Shuja2 min read