What FINMA is proposing and five lessons the Swiss can learn from the UK's Senior Managers Regime.
The records must include all details that are required for FINMA to oversee and supervise their activity.
A violation of the recordkeeping obligations can lead to a fine that is capped at CHF 500,000. (FMIA Article 150)
What FINMA is proposing and five lessons the Swiss can learn from the UK's Senior Managers Regime.
Switzerland is overhauling financial governance, regulatory intervention, and executive pay. Read our overview, timeline, and comparison with the UK SMCR.
Our in-brief roundup of notable stories from the last week.
Our in-brief roundup of notable stories from the last week.
Our in-brief roundup of notable stories from the last week.
Our in-brief roundup of notable stories from the last week.
Our in-brief roundup of notable stories from the last week.
MBaer survived years of scrutiny at home — before Washington stepped in to seal its fate.