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SEC committee discusses Reg A, finder exemptions

Montage with the Securities and Exchange Commission's (SEC) entrance.
GRIP Montage: Getty Images

The meeting touched on potentialchanges to Regulation A and the possibility of exemptions from broker-dealer registration for “finders.”

The SEC’s Small Business Capital Formation Advisory Committee recently held a discussion about improving the ability for small businesses to raise capital.

Following a meeting that was held on May 6, the Committee explored the possibility of implementing improvements and updating Regulation A (expanded under the 2012 JOBS Act),

Instead, they