Small business
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SEC small business committee continues ‘finders’ discussion
“Finders,” or those who find capital for small businesses but are not necessarily registered broker-dealers, have operated in a regulatory gray area.
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UK government launches “lock the door” campaign against cybercrime
While larger businesses have more resources and are taking steps to protect themselves, the new campaign is aimed at owners of small and medium-sized businesses.
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SEC’s report details insights from its spring Small Business Forum
The SEC’s annual Small Business Forum is an event in which members of the public and private sectors provide feedback to improve capital-raising policy.
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SEC committee discusses Reg A, finder exemptions
The meeting touched on potentialchanges to Regulation A and the possibility of exemptions from broker-dealer registration for “finders.”
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ASIC roundup: Cairns pawnbroker fined A$12,000, and uptake in SBRs
The Australian Securities & Investments Commission’s latest actions and news, June 23 – 27, 2025.
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Bowers delivers remarks on small business investment
The speech, delivered at the “SEC speaks” event, highlighted the importance of small business community engagement.
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Changes to UK Economic Crime and Corporate Transparency Act explained
Companies House has made moves to improve transparency and ensure accuracy of information on registers.