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SEC issues FAQs to help navigate path to central clearing in US Treasury market

Photo: Eduardo Muñoz Alvarez/VIEWpress/Corbis via Getty Images

Julie DiMauro

1 min read
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The SEC has prepared responses to questions about the financial responsibility requirements as applied to cleared US Treasury securities.


The SEC’s Division of Trading and Markets has issued answers to Frequently Asked Questions (FAQs) that broker-dealers have posed to the staff regarding rule amendments to the customer protection rule related to the clearing of US Treasury securities. The goal is to assist broker-dealers and other market participants

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