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Crypto firms and bank trade groups submit comments on digital assets and surveillance
They submitted responses to the US Treasury’s request for feedback on how emerging tech (like AI) could be implemented to best detect illicit digital asset activity.
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FINRA on incorporating AI into surveillance, risk reviews
FINRA uses AI for market surveillance and conducting firm risk reviews, and it assumes you are using it for your oversight needs too.
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The economics of credibility
Defining credibility remains a distinctly human skill, yet compliance professionals are being asked to do more for less.
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Golsan Scruggs 2025 RIA Risk Survey highlights fraud and cyber concerns
Cyber risk remained in the top tier of concern as regulatory risk slipped.
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Highlights from the All In AI Conference in Montreal
GRIP’s Julie DiMauro and Vlada Gurvich share their takeouts from the All In AI conference, held in Montreal, in this short video.
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What to expect as FCA launches AI testing service
The FCA says that AI live testing will explore the challenges that firms face before live AI deployment in UK financial markets.
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GRIP Extra: Fed to publish stress-test models, EDPB backs extending UK GDPR adequacy to Dec 2031
Our in-brief roundup of notable stories from the last week.
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The living revolution – could wetware and neuron chips redefine computing?
We discuss funding, legal risk, data governance, ethical, and risk issues with Joe Stephenson, partner and head of Tech Sector at Shoosmiths.