In 2026, the SEC has unleashed a wave of proposed rulemaking that could redesign the regulatory landscape and compel changes to compliance programs. From the “retailization” of the private marketplace to the possible elimination of the pay-to-play rule and potential for less frequently mandated SEC reporting, the emphasis right now
Experts talk new rules and compliance approaches in Q4 2026
3 min read
A few of GRIP’s legal and compliance expert sources shared their thoughts on AI, prediction markets, and reaching out to the regulators.