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DOJ closes probe into Swedbank with no enforcement action taken
The investigation, initiated in 2019, focused on Swedbank´s historical anti-money-laundering practices.
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Horizon scanning: UK regulatory topics to look out for in 2026
Regulatory topics that will have a significant impact on institutions operating in the UK financial services sector this year.
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TD bank employee pleads guilty to helping launder $92m
A central facilitator of a money-laundering gang’s exploitation of TD processed thousands of suspicious bank checks, accepted gift cards, and failed to fill out critical forms.
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Professional bodies back property market regulation
Regulator says conveyancers need better oversight as UK government pushes to streamline sale process.
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The most-listened-to GRIP Podcasts of 2025
Compliance and crypto were two hot topics in the most-listened-to episodes of the year.
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A Valerie Mirko walks us through the RIA and BD year in review
Mirko also touched on public company and crypto matters, saying the agencies will still focus on investor harm but emphasize useful disclosure, welcoming innovation and bolstering the private markets.
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Canada boosts AML enforcement framework in 2025
After a widely-criticized penalty against TD in 2024, FINTRAC signaled a shift towards bigger fines and earlier intervention.
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Swedish FSA fines Svea Bank SKr170m for violating money-laundering regulations
The regulator’s investigation turned up deficiencies in the bank’s risk assessments and customer due diligence measures.