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ASIC Act s12DF
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ASIC roundup: SocGen fined A$3.88m, and a ‘cavalier attitude to compliance’
The Australian Securities & Investments Commission’s latest actions and news, September 1 – 5, 2025.
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ASIC roundup: Choosi sued for misleading customers, action against RAMS for systemic misconduct
The Australian Securities & Investments Commission’s latest actions and news, June 2 – 6, 2025.
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ASIC roundup: Macquarie Securities sued, Zurich pays out, and ex coconut water CEO sentenced
The Australian Securities & Investments Commission’s latest actions and news, May 12 – 16, 2025.
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ASIC roundup: Consumers misled, and changes to Executive Leadership team
The Australian Securities & Investments Commission’s latest actions and news, October 7 – 18, 2024.