Australian Crimes Act (NSW) s253

ASIC roundup: SocGen fined A$3.88m, and a ‘cavalier attitude to compliance’

ASIC roundup: SocGen fined A$3.88m, and a ‘cavalier attitude to compliance’

September 9, 2025

The Australian Securities & Investments Commission’s latest actions and news, September 1 – 5, 2025.

ASIC roundup: TPD insurance claims failures, and A$187,800 penalty for not lodging reports

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ASIC roundup: TPD insurance claims failures, and A$187,800 penalty for not lodging reports

November 17, 2024

The Australian Securities & Investments Commission’s latest actions and news, November 11 – 15, 2024.