Catherine Ollinger

With the CLARITY Act blocked, the Commission is granting temporary and conditional exemptive relief for on-chain securities trading.

The commission granted ElectronX’s request to continue applying the reporting regime for self-cleared contracts to its direct participants.

Recent developments in ESG, from the EU’s CSRD and the SEC’s climate-disclosure regulations cancellation to Canada’s natural gas investment.

John sits down with GRIP to talk working as a strategic legal partner, primarily in private funds, to transform and grow businesses while mitigating risk.

The US financial regulator is warning firms across the country to watch for signs of sex and labor trafficking amid heightened local economic activity from the event.

Proposals include enhanced “analytical rigor,” reinstitution of an “activities-based” risk assessment, and a pre-designation “off-ramp” for nonbanks.

The amendment would swap out the term “security” currently included in the rule and replace it with “equity security.”

Critical systems failure involved thousands of securities being transitioned into continuous trading without opening auctions having been conducted.