Australian Criminal Code (WA) s473

Enforcement

ASIC roundup: A$1.8m penalty, and former secretary sentenced to prison

March 24, 2024

The Australian Securities & Investments Commission’s latest actions and news, March 11 – 22, 2024.

Martina Lindberg9 min read
Enforcement

ASIC roundup: A$670,500 penalty over ‘set and forget’ compliance culture

December 21, 2023

The Australian Securities & Investments Commission’s latest actions and news, December – December 4 – 15, 2023.

Martina Lindberg10 min read