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The FCA has put forward plans for a new way to pay for investment research.
Are asset management giants BlackRock, Vanguard and State Street sticking to their passive roles when it comes to investments in US banks?
The proposed changes are to address behavior by some banks around “window dressing” reporting and disclosure of G-SIB scores.
The bank said in a filing on Friday that it expects to pay civil penalties to regulators for reporting incomplete trading data to surveillance platforms.
Citi wants its private bankers to contact clients at least once every 90 days, and Michael Barr sees no liquidity problems across the banking system.
Westpac’s pre-hedging exposed its client to significant risk, resulting in latest of series of fines for the firm.
The Berne Agreement breaks new ground in the relationship between financial services in the UK and Switzerland.
A summary of sanctions on financial services, trade and other services.