Does the US presidential pardon power render CCOs, CROs, and MLROs obsolete? Former CCO Andrew Williams explores this issue.
Compliance culture
Hardin wore a covert wire more than 40 times for the FBI, helping them conduct Operation Perfect Hedge, the largest insider trading investigation in a generation. He told GRIP about his book and lessons learned.
A systems-level analysis of structural compliance failure and post-notice continuation.
The most dangerous phrase in a boardroom isn’t "we’re losing money" – it’s "we all agree."
If billions in annual technology spend still leaves us exposed, it’s worth asking: Is the issue a lack of tools, or a lack of organizational capacity to use them effectively?
Experts discussed the different perceptions about compliance, and how it can be achieved across organizations.
Global commodities trading firm produces ethics and compliance progress report focusing on monitoring, risk assessments and training.
For boards, there is an opportunity to show leadership by proactively managing culture.