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Podcast: Jen Hoar on the corporate intelligence role in assessing risk
Jen Hoar speaks about her role in helping businesses with their due diligence obligations as a trained corporate intelligence professional.
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Sexism in the City: “Talking to women, nothing seems to have changed”
In the week of International Women’s Day, and with the Sexism in the City inquiry under way, we look at non-financial misconduct and the role of the regulators.
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SEC adopts updated ethics rules for members and employees
Amended rules aim to strengthen and modernize the regulator’s ethics compliance program.
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Wells Fargo workers file petition with NLRB to join union
Some employees say working conditions and pay concerns at their branches have made them want to unionize.
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Building a long-lasting culture of compliance
Use your annual review to set the right tone to build a culture of compliance and reduce risk.
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How to turn a small problem into a crisis
Carroll Barry-Walsh is one of the most experienced lawyers and financial services investigators in the business. In her first regular column, she looks at crisis management.