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ASIC takes three new actions on Shield and First Guardian Funds collapses
The actions feature new civil penalty proceedings, and seek leave to start proceedings against both companies and an individual.
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ASIC roundup: RAMS penalized A$20m, and MWL adviser banned
The Australian Securities and Investments Commission’s latest actions and news, October 20 – 24, 2025.
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Trump issues executive order targeting debanking
The order, mandates a crackdown on “debanking” and ends the use of reputational risk in regulatory oversight.
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FCA work in review: July 25-August 1, 2025
Our regular roundup of FCA activity.
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The GRIP Files: Joann Needleman of Clark Hill
The head of financial services regulatory and compliance practice at Clark Hill talks about her work.
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FCA work in review: April 7-13, 2025
Our at-a-glance guide to a busy week of FCA activity.
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FCA five-year strategy launched as regulator cuts red tape to support growth
The announcement comes after months of pressure and criticism from the government and business leaders.
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Tax and finance professionals positive about GenAI, says EY survey
Responses from 1,600 professionals reveal embrace of technology, but firms are still slow to act.