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OFAC settles with SkyGeek Logistics for alleged Russian sanctions violations
SkyGeek agreed to settle its potential civil liability for six apparent violations of OFAC sanctions related to Russia’s aerospace and technology sectors.
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SEC announces enforcement results for fiscal year 2024
The SEC announced that it collected $8.2 billion in monetary penalties for FY 2024, the highest amount for the fines in the regulator’s history.
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CFTC Commissioner Mersinger on cooperation credit and avoiding chasing trends
Mersinger’s remarks revolved around CFTC enforcement and ideas for improvement, especially in the extension of cooperation credit.
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Barclays will pay $4m to settle CFTC charges over swap reporting
Significant cooperation and remediation resulted in a reduced civil fine for the firm.
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Duly Noted: Quotes and quips from a year in enforcement and regulation
Julie DiMauro shares a few of her favorite statements from a truly robust year of regulation and enforcement activity.
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Biotech company avoids DOJ charges after self-reporting payment of bribes
Lifecore Biomedical, Inc.’s efforts in self-reporting FCPA violations lead to declination decision from DOJ.
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CFTC enforcement stance leads regulatory roundup
CFTC updates its enforcement guide, bank regulators update fair lending rules, 48-state settlement over computer error.
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More SEC charges over ‘widespread’ recordkeeping failures
US regulators fined eight companies a combined $111m in the latest actions.