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ASIC roundup: court action against RACQ, Macquarie admits to Shield contraventions
The Australian Securities and Investments Commission’s latest actions and news, September 22 – 26, 2025.
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Taking on crypto’s major compliance challenges
The rise of cryptocurrencies has brought with it both opportunities and challenges. So what does this new crypto ecosystem mean for compliance professionals?
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NSCP’s Crossley on the group’s letter to the SEC Crypto Task Force
The NSCP’s letter provides feedback on existing compliance challenges and potential future ones the compliance community foresees in the digital asset space.
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OPINION: Will the next financial crisis be the crypto crash?
Is the wider adoption of digital assets into mainstream investment activity – including retirement plans – a case of history echoing?
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NY DFS’s Harris speaks at Global Regtech Summit 2025
Superintendent Harris discussed the New York Department of Financial Services’s priorities and ongoing challenges.
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CFTC sweeps the slate with three withdrawals in a week
In three days the CFTC withdrew three rules, citing duplication and confusion while leaving core obligations intact.
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ASIC roundup: ANZ A$260m fine, and man sentenced for insider trading
The Australian Securities & Investments Commission’s latest actions and news, September 15 – 19, 2025.
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SEC approves generic listing standards for commodity-based trust shares
The move streamlines exchange-traded product listings, paving way for faster approval of digital asset and commodity funds, but shifting oversight burdens to exchanges.