Julie DiMauro2 min read
Hameed Shuja2 min read
Gary Watson | Clarionet Consulting3 min read
Hameed Shuja4 min read
Julie DiMauro2 min read
Hameed Shuja3 min read
With brokers still struggling with their trade surveillance obligations, here are some common issues to consider when monitoring market abuse.
The FCA has highlighted continuing concern about ‘flying’ and ‘printing’ and the failure of firm management to deal effectively with both practices.
Thomas Hyrkiel, Robert Nowacki4 min read