Finance
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Consumer Composite Investments replace UK PRIIPs
The new disclosure framework for retail investment products replaces PRIIPs and aligns with the Consumer Duty,
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Report calls for changes to UK’s risk warning and financial promotion rules
Report is conclusion of the Risk Warnings Review, commissioned by the Chancellor as part of the Leeds Reforms and undertaken by industry, government, and regulators.
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SEC Speaks 2026: Focus on materiality and investor harm
The agency signaled that it intends to rely less on enforcement to define policy and more on clear, workable rules to reduce regulatory complexity and improve coordination across regulators.
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The SEC’s new arithmetic – fewer cases, sharper consequences
Enforcement at the SEC has slowed in volume, but for those who fall within its narrower focus, the consequences may be more severe than before.
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CIRO releases priorities for fiscal year 2027
Canada’s investment industry SRO said it would consolidate rules, strengthen investor protection, and improve cyber resilience.
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Seven findings from EIOPA’s IDD report shaping the European insurance market
Report highlights a mature compliance framework paired with persistent gaps in advice quality, governance, and consumer protection.
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US regulators recraft AML rules to promote risk-based assessments
FinCEN also seeks to oversee more of the AML/CFT supervision process by requiring US banking regulators to consult with it before undertaking certain supervisory or enforcement actions.
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JPM’s Dimon issues bold vision in annual letter citing geopolitical risk and more
Lengthy letter mentioned global conflicts, inflation pressures, and private credit vulnerabilities that could produce headwinds.