The Australian Securities and Investments Commission’s latest actions and news, August 6-13, 2026.
Fine
Businessman accused of withholding valuable information that was extremely price-sensitive for the general market.
Our regular look at notable regulatory and compliance developments in the region.
The firm and an engagement partner admitted breaches of International Standards on Auditing in two areas.
Penalty is one of the highest ASIC has ever obtained for misleading conduct and false or misleading representations relating to financial products and services.
The Australian Securities and Investments Commission’s latest actions and news, July 20-27, 2026.
Regulator says it uses insights from enforcement actions to inform supervisory activity and work on regulatory standards.
Besides securing major penalties against global firms for misconduct, ASIC also drove tens of millions in payments back to Australians in the first half of 2026.