FINRA Annual
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Video: FINRA Annual 2026 offers spotlight on collaboration and innovation
Deirdre Patten, Director of Saenger Consulting Group, joined GRIP’s Julie DiMauro to share their impressions of the 2026 FINRA annual conference, noting the historic turnout this year.
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FINRA Annual 2026: Defending markets together
Panel discussion focused on observing isolation as a vulnerability in the modern financial landscape.
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FINRA Annual 2026: Exam and enforcement enhancements offer guidance to member firms
Speakers discussed the enhancements FINRA is making to both divisions and how firms can navigate their way through these processes with better practices.
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FINRA Annual 2026: Talking AI and prediction markets
Speakers tackled emerging developments in crypto, AI, prediction markets and other critical regulatory topics shaping financial services entities.
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FINRA Annual 2025: OBAs in the spotlight
Industry weighs in on FINRA rules requiring member firms to oversee their associated persons’ outside activities.
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FINRA Annual 2025: Modernizing rules and empowering compliance
The 2025 FINRA annual conference kicked off with reminders of the SRO’s accomplishments and mission, but the tone was muted.
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FINRA Annual 2024: Panelists share best practices on data analytics and Gen AI
Senior figures talked about how technology such as LLMs present great business opportunities … and risks.
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FINRA Annual 2024: Industry execs take on Gen AI, Reg BI, WFH and more
At the FINRA annual conference, industry executives talked about how SEC and FINRA rules work in practice.