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FINRA Annual 2024: Panelists share best practices on data analytics and Gen AI

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Photo: Chris Hondros/Getty Images

Julie DiMauro

5 min read
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Senior figures talked about how technology such as LLMs present great business opportunities … and risks.

At the FINRA annual conference earlier this month in Washington, DC, regulators and industry executives discussed how they are embracing technology – data analytical tools and Gen AI, in particular. And they noted the compliance challenges facing their businesses in using them.

Jim Reese, Senior Vice President of Data & Analytics

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