Disciplinary decisions issued May 24 – 30, 2025.
FINRA Reg Notice 17-18
Disciplinary decisions issued May 3 – 9, 2025.
Disciplinary decisions issued January 18 – 24, 2025.
Disciplinary decisions issued November 23 – 29, 2024.
Disciplinary decisions issued June 8 – 14, 2024.
Disciplinary decisions issued March 30 – April 5, 2024.
Posts by finfluencers paid for by the firm were not balanced and potentially misleading, but resulted in thousands of new accounts being opened.