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The GRIP Files: Christian Stender, KPMG

Jean Hurley 3 min read

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EDPB asks for legal framework to enable cross-regulatory data sharing

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Why sustainable aviation fuel is now a strategic imperative

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SEC settles Coinbase suit over lost Gensler texts

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Private asset management firms face greater financial crime risk, FCA says

Hameed Shuja 4 min read
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How the surveillance function of tomorrow is shaping up

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Catherine Ollinger 34 min listen

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Evolving the three lines of defense

Alex Viall 3 min read
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Compliance as a Profession

The GRIP Files: Christian Stender, KPMG

Jean Hurley 3 min read

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All you need to know about cutting back Consumer Duty

Alexandra Green | Macfarlanes Rachel Serene | Macfarlanes 6 min read

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Private asset management firms face greater financial crime risk, FCA says

Hameed Shuja 4 min read
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FINRA Rule 4150

FINRA disciplinary action update #38

Enforcement

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FINRA disciplinary action update #38

November 23, 2023

Disciplinary decisions issued November 10 – 16, 2023.

Thomas Hyrkiel 3 min read

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