Fraud
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Key compliance takeaways from Norway’s ROS 2026
Norway’s financial infrastructure remains resilient, but rising cyber threats, third-party dependencies, and operational risks are rapidly changing the landscape.
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Fallout from Market Financial Solutions – more regulation, greater scrutiny, tighter enforcement?
Private credit lenders should expect to see lenders introducing a more vigorous system of checks on security.
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Adviser pleads guilty in $160m fraud as SEC brings parallel enforcement action
The SEC continues to bring parallel civil actions alongside criminal cases, increasing both financial and personal liability risk for advisers.
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Representations and the limits of deceit in M&A transactions
The judgment sends a powerful message about the limits of deceit in heavily negotiated M&A transactions and the high threshold for these types of claims.
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DOJ program invites data-mining whistleblowers
The new program responds to the growing use of public data to generate often-lucrative whistleblower complaints.
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OPINION: The evolving enforcement ecosystem – the SEC’s retreat that isn’t
New report could suggest a retreat from digital asset enforcement. That conclusion would be understandable – and wrong.
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Stop! What should organizations think of the new UK Fraud Strategy?
Can the UK Government’s Strategy meet the scale and complexity of the fraud threat and, ultimately, make a material difference?
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Three March SEC cases highlight investor protection
A brief enforcement roundup.