The FCA’s new investment disclosure regime is a sign that the regulator is more closely scrutinizing compliance and consumer duty outcomes in the sector.
FSMA 2000 s166
Supervision, enforcement, and the need to embrace outcomes-focused conduct.
M&A activity could see an amalgamation of the consolidators as private equity seeks to exit its investments, realising its gains.
Will Handbook simplification, wordcount reduction and changes toward regulatory automation lead to a smoother supervisory process?
The panel highlighted the persistent need for enhanced detection and prosecution of insider trading.
We spoke about Mitch's work in an FCA-approved Skilled Person Review panel firm, client experience, best practice and the Consumer Duty.
Enforcement
Premium
FCA confirms extension to automobile finance complaint handling pause, but not everyone agrees
Parvez Khan of IPK European Strategy argues the pause may frustrate claims.
The FCA's recently announced s166 review of the motor finance market could, Gavin Stewart believes, lead to a major compensation programme.