Regulator argues judges made errors in deciding to block its plans.
Martin Cloake1 min read
Rumors addressed included the SEC being active in London and a crackdown on illegal marketing.
Alex Viall5 min read
With SEC and DOJ charges pending, we examine the case and assess the implications of the CCO’s characterization as a gatekeeper.
Julie DiMauro3 min read
Compliance professionals wrestled with current challenges at the latest Global Relay roundtable event in London.
Alex Viall5 min read
Policymakers are concerned about the huge leverage that hedge funds are employing as part of the so-called basis trade.
The Financial Times8 min read
Reforms bring several significant requirements applicable to private fund managers, including non-US based advisers and exempt reporting advisers.
Valerie Ruppel | Bovill9 min read
Private fund groups sue the SEC, arguing its new regulations impose onerous disclosure requirements on private fund advisers.
Julie DiMauro1 min read
The US securities regulator on Wednesday approved sweeping new rules aimed at overhauling the way private funds interact with their investors.
Julie DiMauro6 min read