With SEC and DOJ charges pending, we examine the case and assess the implications of the CCO’s characterization as a gatekeeper.
Compliance professionals wrestled with current challenges at the latest Global Relay roundtable event in London.
Policymakers are concerned about the huge leverage that hedge funds are employing as part of the so-called basis trade.
Reforms bring several significant requirements applicable to private fund managers, including non-US based advisers and exempt reporting advisers.
Private fund groups sue the SEC, arguing its new regulations impose onerous disclosure requirements on private fund advisers.
The US securities regulator on Wednesday approved sweeping new rules aimed at overhauling the way private funds interact with their investors.
The SEC has made amendments to Form PF which will significantly affect reporting requirements for hedge fund and private equity fund advisers and include new event-triggered reporting and additions to annual filings.
Alex Viall reports on discussion at the latest of our regular roundtables for hedge fund managers.