ICA 1040 Rule 35d-1
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SEC Staff publishes additional Names Rule FAQs
This article provides a brief historical background of the Names Rule and a summary of the current obligations of registered funds.
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SEC Staff proposes N-PORT amendments and extends compliance dates
If adopted, the amendments in the Proposal would remove Names Rule-related reporting requirements previously adopted in 2023.
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What’s in a name? Part 1: Regulatory intent
The first of a three-part series exploring the regulation, practice, and future of ESG/sustainability-related fund names.
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What’s in a name? The SEC adopts amendments to its 2-decades-old ‘Names Rule’
The changes take aim at the many funds that attract investor interest with names that might not accurately reflect their actual strategies.