This article provides a brief historical background of the Names Rule and a summary of the current obligations of registered funds.
ICA 1040 Rule 35d-1
If adopted, the amendments in the Proposal would remove Names Rule-related reporting requirements previously adopted in 2023.
The first of a three-part series exploring the regulation, practice, and future of ESG/sustainability-related fund names.
The changes take aim at the many funds that attract investor interest with names that might not accurately reflect their actual strategies.