ESMA’s final report also includes technical advice on MAR and MiFID, plus where disclosure of information is required because it contrasts with previous announcements.
Thomas Hyrkiel2 min read
Our at-a-glance guide to a busy week of FCA activity.
Hameed Shuja3 min read
The panel highlighted the persistent need for enhanced detection and prosecution of insider trading.
Jean Hurley9 min read
Four of the banks that were being investigated have agreed to pay fines totalling more than $132m collectively.
Hameed Shuja1 min read
Collective blind spots on LIBOR and off-channel communications have been pervasive, says Susannah Hammond and considers the lessons learned.
Susannah Hammond4 min read
Covering algorithmic trading notifications; the Energy Trading Annual Industry report; the latest ACER Quarterly Review; and recent REMIT fine.
Jean Hurley3 min read
With brokers still struggling with their trade surveillance obligations, here are some common issues to consider when monitoring market abuse.
Shadow trading case extends potential insider trading liability, creating considerable risk for both companies and insiders.