Hameed Shuja3 min read
Alexander Barzacanos3 min read
Ning Zhang | Morgan Lewis, Yan Zeng | Morgan Lewis17 min read
The SFO’s recent guidance is just one piece of a larger puzzle.
The ENFG is a more concise, user-friendly guide that focuses on how the FCA investigates and takes enforcement action.
“Exceptional circumstances” test remains with three specific situations identified on when a public announcement will be more likely.
Jean Hurley4 min read
French employers may decline internal investigations for misconduct if no further investigation is necessary to ensure employee protection.
This is the first time an FCA chief has been reappointed for a second term. Rathi will now stay in the role until 2030.
Hameed Shuja2 min read
Independent power to order investigations stripped by SEC.
Julie DiMauro1 min read
The regulator will proceed with muted transparency plans which received broader support. We look at what this means for the enforcement division.
Jean Hurley5 min read
The FCA has already signalled it will water down its original plans.
Hameed Shuja3 min read