Listing Rules
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FCA work in review: March 2-6, 2026
Our regular roundup of the latest news and developments from the FCA.
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FCA fines former Carillion directors in misleading statements case
Richard Adam and Zafar Khan have been accused of acting recklessly despite being concerned about the financial troubles at the company. Carillion’s former CEO is also facing a hearing.
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Rules on release of insider information in a protracted process published
ESMA’s final report also includes technical advice on MAR and MiFID, plus where disclosure of information is required because it contrasts with previous announcements.
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FCA proposals for increasing retail participation in public markets assessed
Proposals aim to make prospectus regime more accessible and less burdensome for issuers, while opening new opportunities for retail investors.
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What you need to know about transferring from AIM to the Main Market
Process and requirements for an AIM company to transfer listing to the ESCC category under new UK Listing Rules.
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How the new FCA Listing Rules have changed for closed-ended investment funds
Changes have simplified and streamlined the new rules.
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What you need to know about changes to the UK Listing Rules
There’s a focus on the Controlling Shareholder Regime applicable to premium listed companies in the new ESCC listing category.
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FCA overhauls listing rules to boost growth and innovation on UK stock markets
The new rules are the biggest shake-up in the listings regime for over 30 years.