Amendments will also allow certain products to hold up to 15% of their assets in securities or digital commodities.
Listing Rules
London is actively removing market friction to position itself as an agile global financial hub, contrasting itself with the regulatory burdens of the US and the fragmented EU.
Our regular roundup of the latest news and developments from the FCA.
Richard Adam and Zafar Khan have been accused of acting recklessly despite being concerned about the financial troubles at the company. Carillion’s former CEO is also facing a hearing.
ESMA’s final report also includes technical advice on MAR and MiFID, plus where disclosure of information is required because it contrasts with previous announcements.
Proposals aim to make prospectus regime more accessible and less burdensome for issuers, while opening new opportunities for retail investors.
Process and requirements for an AIM company to transfer listing to the ESCC category under new UK Listing Rules.
Changes have simplified and streamlined the new rules.