-
Google commits $500m to compliance overhaul
Lawyers claim investment signals major shift in how search giant will manage regulatory risk.
-
Stephen Luparello appointed as new OCC chairman
Luparello has previously worked for Citadel Securities, the SEC, WilmerHale and FINRA.
-
AstraZeneca faces US class action lawsuit amidst China regulatory probes
The lawsuit claims that UK’s largest listed company misled shareholders in connection with investigations by the Chinese government.
-
SEC panel explores pros, cons of RIA ability to require arbitration
Contractual provisions to arbitrate disputes can be less-than-transparent and restrictive — but also sometimes cheaper and less burdensome than litigation.
-
Tweet-related crypto class action to proceed, but faces significant headwinds
Class action against cryptocurrency exchanges for losses allegedly caused by collusion to delist the Bitcoin Satoshi Vision cryptocurrency.
-
CS3D signals major development in global ESG policy
EU Sustainability Due Diligence regulation exports EU ESG standards as it moves to green transition
-
What litigation risks for firms does the FCA’s anti-greenwashing rule and guidance create?
Guidance to help firms understand and comply with the new rule.
-
Under the finfluence – the effects of social-media-driven investment
A reliance on social media for investment advice has led to some concerning results, says Howard Fischer.