Our interview with Steve Penry explores the experience and insights that shape effective compliance across energy and financial markets.
Market abuse
Discussion on this panel at XLOD Global centered on interpreting and implementing evolving expectations on non-financial risk.
High-level review of the FCA’s cryptoassets regime policy statements, finalized guidance and two further guidance consultations.
PwC experts outline how unified platforms and Al agents can redefine surveillance.
Expert panel at XLOD Global discussed changes in the surveillance function since the introduction of MAR, and what the future holds.
Our regular roundup of the latest news and developments from the FCA.
The skills needed to carry out the compliance function are changing, and to be effective businesses and professionals need to understand how.
Regulator says the changes will improve transparency and consistency, in addition to helping it act faster, deter misconduct, and maintain confidence in UK markets.