Market abuse
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DOJ and CFTC bring first parallel insider trading cases, signaling new enforcement era
Observations on what these charges may signal for prediction markets, for the government’s evolving enforcement toolkit, and for market participants.
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The SEC’s new arithmetic – fewer cases, sharper consequences
Enforcement at the SEC has slowed in volume, but for those who fall within its narrower focus, the consequences may be more severe than before.
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REMIT II in action: The enforcement era begins
Analysis of ACER’s Q1 2026 regulatory updates: a shift from preparation to active enforcement.
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Macquarie Securities fined $24m for inaccurate reporting of short sales
Australian court found weaknesses in the firm’s systems, and procedures and controls remained undetected for more than a decade despite internal reviews.
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Alternative Asset Management Roundtable: The 2026 compliance roadmap
Insights from the recent hedge funds event at Global Relay’s London offices.
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Swedish FSA warns industry on wall-crossing and MAR compliance
The call-out follows recurring suspicions of insider trading in connection to major share transactions.
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Oil and gas consultant fined by FCA for insider dealing
The FCA has made the fight against financial crime a priority in its latest five-year strategy, and says it will focus on those who want to harm the system from the inside.
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Horizon scanning: UK regulatory topics to look out for in 2026
Regulatory topics that will have a significant impact on institutions operating in the UK financial services sector this year.