How the five authorities will collaborate on MAR and PSD3/PSR, plus a view from Louise Mogensen, Danish FSA Director General.
How the five authorities will collaborate on MAR and PSD3/PSR, plus a view from Louise Mogensen, Danish FSA Director General.
ESMA’s report highlights a range of investor protection and market integrity concerns, drawing attention to the gap between regulation in Europe and the US.
Widening gap between investor sentiment and geopolitical vulnerabilities calls for resilience over sudden market corrections.
Businesses must prepare early and apply before the FCA gateway closes on February 28, 2027, to avoid facing criminal liability when the new regime begins on October 25, 2027.
Changes in the surveillance function were the focus of one discussion at XLOD Global.
Regulator says new rules will pave way for smarter, simpler, more proportionate transaction reporting requirements, while preserving ability to detect misconduct.
Our interview with Steve Penry explores the experience and insights that shape effective compliance across energy and financial markets.
Discussion on this panel at XLOD Global centered on interpreting and implementing evolving expectations on non-financial risk.