Money market funds
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SEC publishes two statistical reports on RICs and MMFs
The reports consolidate information from filed Forms N-MFP and N-CEN.
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SEC votes to amend money-market fund and BD customer protection rules
Regulator moves to increase resilience of money-market funds, but there are dissenting voices.
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Vanguard fined for providing misleading account statements to customers
FINRA said Vanguard failed to investigate red flags that its account statements were misleading in a reasonable, timely way.
