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GRIP Extra: HSBC to book $1.1B provision after losing Madoff appeal, EU coordinates enforcement on GDPR transparency
Our in-brief roundup of notable stories from the last week.
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Precious metals scam targeting seniors halted by 30 states, and US regulators
Fraudulent scheme targeting retirement savings results in $51.2m penalties against precious metals trader.
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GRIP Extra: CFTC/SEC again extend Form PF compliance, AMF pushes for stronger ESMA oversight
Our in-brief roundup of notable stories from the last week.
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GRIP Extra: FDA targets “deceptive” pharma advertising, Canada’s OFSI toughens penalty stance
Our in-brief roundup of notable stories from the last week.
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NASAA urges Congress to pass SAFE Act and allow states to rein in fraud
NASAA asks Senate Banking Committee to preserve their police power to protect Americans from fraud, especially ones involving digital assets.
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NASAA seeks public comment on Model Advertising Rule
The model rule would harmonize state-level standards with the SEC’s Marketing Rule.
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NASAA proposes a model Franchise Broker Registration Act
NASAA’s proposal is a revised release of the Franchise Broker Act, originally issued for public comment on May 13, 2024, and includes feedback received during the initial comment period.
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NASAA advocates role of states in fighting fraud, especially in crypto
NASAA said that failing to include US states as fraud fighters would be a decision with net-negative consequences for Americans.