The AFM said the investor’s conduct posed a risk to the integrity of the financial markets and gave it solid grounds for imposing a penalty.
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Key personnel moves across the regulated industries that we cover.
Experts from McDermott Will & Schulte share key insights across major jurisdictions.
Surveillance trends, regulator supervision, and the role of AI at wholesale banks and brokers
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A synopsis of views and advice on current trends, regulatory supervision, and some practical solutions to the latest challenges.
To what extent do the business activities of prediction market platforms fall within the scope of financial services regulation in European jurisdictions?
A snapshot of Member States’ local transposition progress.
Our in-brief roundup of notable stories from the last week.
Joint investigations lead to fines as AFM collaborates with US Public Company Accounting Oversight Board (PCAOB) and takes direct action against local firm.