- Regulation
- Technology
- Resources
Latest News
-
Legal implications of the FCA’s new non-financial misconduct rule
New rule, COCON 1.1.7FR, expands the scope of COCON for non-banks in the context of NFM and comes into force on September 1, 2026.
-
FCA guidance on non-financial misconduct: Top 12 takeaways from CP25/18
Ashurst set out the key takeaways from the paper, which is clearly important – but not for the reasons the FCA has given.
-
UK government moves to ban NDAs silencing victims of workplace misconduct
We take a look at how the ban will work in practice, unintended consequences and what this means for regulated financial services firms.
-
FCA work in review: June 26-July 4, 2025
Our at-a-glance guide to another week of FCA activity.
-
FCA moves to tackle non-financial misconduct at firms
Under the new rules, serious bullying and harassment in all regulated firms will qualify as misconduct.
-
Crispin Odey hit with £1.8m fine and industry ban by the FCA
The FCA found Odey’s behavior towards both OAM and the FCA lacked “candor.”
-
UK regulators backtrack on diversity rules and delay action on misconduct
Industry response as FCA and PRA says it will not update rules on diversity and inclusion and will pause non-financial misconduct action.
-
Compliance & Conversation: The culture club
Leading figures from financial services discussed some of the pressing issues of the day including: conduct and culture, AI, recordkeeping and surveillance.