Operational resilience
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CFTC sweeps the slate with three withdrawals in a week
In three days the CFTC withdrew three rules, citing duplication and confusion while leaving core obligations intact.
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NCSC assesses impact of AI on cyber threat to UK until 2027
Emergence of AI means malicious actors can identify and exploits vulnerabilities a lot faster, experts have warned UK organizations.
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ESAs make progress on critical ICT third-party oversight framework
ICT providers designated critical under DORA will get six weeks to challenge the designation.
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XLOD London 2024: The view of risk and control from the Board
The leading compliance industry event assembled a strong panel from Standard Chartered, NatWest, Deloitte and UBS for this discussion.
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DORA: Navigating the path ahead
With DORA now in effect, the EU’s financial sector is entering a new phase of operational resilience obligations, where firms must shift from preparation to action.
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XLOD London 2024: What’s next for operational resilience?
Experts from Morgan Stanley, BNY, Nomura and First Abu Dhabi Bank discussed this key issue at the leading compliance industry event.
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How wealth managers can avoid misconduct and protect consumers
A year on from the FCA’s Dear CEO “warning shot” to wealth managers on consumer duty and financial crime, we look at how firms can meet these revised expectations.
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XLOD London 2024: Regulator insights on the future of risk management and controls
This panel discussion featured experts from the National Futures Association and Dutch financial markets authority AFM.