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FINTRAC fines First Nations Bank of Canada C$600,000 for AML/ATF compliance failures
The agency claims the bank neglected to file STRs in 31% of cases containing at least one suspicious transaction, among other deficiencies.
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Wealth management firm fined by FINTRAC for AML failures
Lack of written policies and oversight was at the center of the enforcement action against independent firm “considered a securities dealer” by regulator.
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Federal Reserve governor Bowman highlights bank culture as key influence on business outcomes
The speech also covered monetary policy, bank M&A and liquidity regulation.
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General Election 2024: What Labour and the Conservatives say on sustainability and sustainable finance
Harriet O’Brien looks at the pledges in the manifestos.
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Where should the next UK Government take AI regulation?
There are challenges and opportunities for the new UK government to regulate AI and become a global AI leader.
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What now for policy after the European Parliament elections?
Analysing the outcome of the 2024 European Parliament elections and what effect this may have on policy between 2024 and 2029.
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Navigating the business continuity regulatory landscape in Canada
Three in every four companies without a business continuity plan fail within three years of a natural disaster. Max Veve assesses Canadian regulation designed to prevent this.
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AI and outsourcing: Balancing enhanced quality checks with savings
The second part of our series considers balancing the company’s need for enhanced quality checks with the desire (by the company and the outsourcing provider) to realize savings.