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Three in every four companies without a business continuity plan fail within three years of a natural disaster. Max Veve assesses Canadian regulation designed to prevent this.
The second part of our series considers balancing the company’s need for enhanced quality checks with the desire (by the company and the outsourcing provider) to realize savings.
The opportunities offered by AI can be a test for constructing effective compliance and legal policies. We take a look at how to tackle the conundrum.
How to create a positive and inclusive culture while navigating the risks associated with workplace relationships.
The report highlights the need for CCPs to have adequate resources in place to address potential losses arising from non-default events.
NYT best-selling author Robert Mazur discusses his work as an undercover agent and provides advice to firms in his role as a leading AML consultant.
PIMCO agreed to settle two enforcement actions over a failure to disclose material information concerning interest rates swaps in one action, and to accurately waive certain advisory fees in the other.